Lewitas Hyman PC represents individual investors, financial professionals, broker-dealers and registered investment advisors in matters impacting the financial services industry. The firm advises on matters involving investment losses resulting from alleged misconduct by financial professionals and firm; regulatory investigations and registration issues involving the SEC, FINRA, State, CFP Board and other regulatory bodies; and employment disputes specific to the financial services industry such as wrongful termination, defamation, and the expungement of BrokerCheck and other CRD disclosures.
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More Business Info

Hours
Regular Hours
Mon - Sun:
Extra Phones

Fax: 312-281-9019

TollFree: 888-655-6002

Services/Products
Breach of Fiduciary Duty Broker Protocol CFP Board Investigations Commercial Litigation Compliance Counsel Employment Counsel Expungement Claims FINRA Investigations Financial Advisor Misconduct Financial Services Arbitration Financial Services Litigation Firm Transitions Forgivable Notes Form U5 Claims GWG L Bonds Investment Fraud Investment Loss Matters Partnership Disputes Promissory Notes RIA Formation Regulatory Counseling Regulatory Investigations Retirement Planning Negligence SEC Investigations Securities Fraud Securities Litigation State Regulatory Investigations Unauthorized Trading Wrongful Discharge
Payment method
amex, cash, discover, master card, visa
Location
Chicago Title & Trust Bldg
Categories
Securities & Investment Law Attorneys, Attorneys
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